{"id":2025,"date":"2025-10-29T14:51:32","date_gmt":"2025-10-29T07:51:32","guid":{"rendered":"https:\/\/bvote.vn\/blog\/?p=2025"},"modified":"2025-10-29T14:51:32","modified_gmt":"2025-10-29T07:51:32","slug":"quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet","status":"publish","type":"post","link":"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/","title":{"rendered":"T\u1ed5ng H\u1ee3p Quy \u0110\u1ecbnh Giao D\u1ecbch Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft m\u1edbi nh\u1ea5t"},"content":{"rendered":"<p>Vi\u1ec7c n\u1eafm v\u1eefng c\u00e1c\u00a0<strong>quy \u0111\u1ecbnh giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/strong>\u00a0l\u00e0 y\u00eau c\u1ea7u c\u1ed1t l\u00f5i \u0111\u1ed1i v\u1edbi m\u1ecdi nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p. Sau nh\u1eefng thay \u0111\u1ed5i quan tr\u1ecdng t\u1eeb Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP, th\u1ecb tr\u01b0\u1eddng \u0111\u00e3 c\u00f3 nh\u1eefng b\u01b0\u1edbc chuy\u1ec3n m\u00ecnh m\u1ea1nh m\u1ebd, \u0111\u1eb7c bi\u1ec7t l\u00e0 c\u00e1c quy \u0111\u1ecbnh si\u1ebft ch\u1eb7t \u0111i\u1ec1u ki\u1ec7n v\u00e0 x\u00e1c \u0111\u1ecbnh t\u01b0 c\u00e1ch nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p. B\u00e0i vi\u1ebft n\u00e0y s\u1ebd t\u1ed5ng h\u1ee3p chi ti\u1ebft v\u00e0 c\u1eadp nh\u1eadt nh\u1ea5t c\u00e1c quy \u0111\u1ecbnh ph\u00e1p l\u00fd, h\u01b0\u1edbng d\u1eabn giao d\u1ecbch tr\u00ean s\u00e0n HNX, HOSE v\u00e0 nh\u1eefng l\u01b0u \u00fd quan tr\u1ecdng gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 giao d\u1ecbch an to\u00e0n, hi\u1ec7u qu\u1ea3 v\u00e0 \u0111\u00fang ph\u00e1p lu\u1eadt.<\/p>\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_79_2 counter-hierarchy ez-toc-counter ez-toc-light-blue ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<p class=\"ez-toc-title\" style=\"cursor:inherit\">M\u1ee5c l\u1ee5c b\u00e0i vi\u1ebft<\/p>\n<span class=\"ez-toc-title-toggle\"><a href=\"#\" class=\"ez-toc-pull-right ez-toc-btn ez-toc-btn-xs ez-toc-btn-default ez-toc-toggle\" aria-label=\"Toggle Table of Content\"><span class=\"ez-toc-js-icon-con\"><span class=\"\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewBox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewBox=\"0 0 24 24\" version=\"1.2\" baseProfile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/span><\/a><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Cap_Nhat_Quy_Dinh_Moi_Nhat_Ve_Giao_Dich_Trai_Phieu_Doanh_Nghiep_Niem_Yet\" >C\u1eadp Nh\u1eadt Quy \u0110\u1ecbnh M\u1edbi Nh\u1ea5t V\u1ec1 Giao D\u1ecbch Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Tac_dong_cua_Nghi_dinh_652022ND-CP_va_cac_van_ban_sua_doi\" >T\u00e1c \u0111\u1ed9ng c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP v\u00e0 c\u00e1c v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Quy_dinh_ve_nha_dau_tu_chung_khoan_chuyen_nghiep_va_cach_xac_dinh\" >Quy \u0111\u1ecbnh v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p v\u00e0 c\u00e1ch x\u00e1c \u0111\u1ecbnh<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#He_thong_giao_dich_trai_phieu_doanh_nghiep_rieng_le_chinh_thuc_hoat_dong\" >H\u1ec7 th\u1ed1ng giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb ch\u00ednh th\u1ee9c ho\u1ea1t \u0111\u1ed9ng<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Trai_Phieu_Doanh_Nghiep_Niem_Yet_La_Gi_va_Co_Gi_Khac_Biet\" >Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft L\u00e0 G\u00ec v\u00e0 C\u00f3 G\u00ec Kh\u00e1c Bi\u1ec7t?<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Dinh_nghia_trai_phieu_doanh_nghiep_niem_yet_theo_Luat_Chung_khoan_2019\" >\u0110\u1ecbnh ngh\u0129a tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft theo Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Phan_biet_trai_phieu_niem_yet_tren_HNX_HOSE_va_trai_phieu_chua_niem_yet_OTC\" >Ph\u00e2n bi\u1ec7t tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft (tr\u00ean HNX, HOSE) v\u00e0 tr\u00e1i phi\u1ebfu ch\u01b0a ni\u00eam y\u1ebft (OTC)<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Loi_ich_va_rui_ro_nha_dau_tu_can_biet_khi_giao_dich\" >L\u1ee3i \u00edch v\u00e0 r\u1ee7i ro nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n bi\u1ebft khi giao d\u1ecbch<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Huong_Dan_Toan_Tap_Ve_Quy_Trinh_Giao_Dich_Trai_Phieu_Niem_Yet\" >H\u01b0\u1edbng D\u1eabn To\u00e0n T\u1eadp V\u1ec1 Quy Tr\u00ecnh Giao D\u1ecbch Tr\u00e1i Phi\u1ebfu Ni\u00eam Y\u1ebft<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Dieu_kien_de_nha_dau_tu_ca_nhan_duoc_phep_giao_dich\" >\u0110i\u1ec1u ki\u1ec7n \u0111\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c ph\u00e9p giao d\u1ecbch<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Huong_dan_cach_mua_ban_trai_phieu_doanh_nghiep_niem_yet_tren_HNX_va_HOSE\" >H\u01b0\u1edbng d\u1eabn c\u00e1ch mua b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft tr\u00ean HNX v\u00e0 HOSE<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-12\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Thoi_gian_menh_gia_va_cac_phuong_thuc_giao_dich_khop_lenh_thoa_thuan\" >Th\u1eddi gian, m\u1ec7nh gi\u00e1 v\u00e0 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch (kh\u1edbp l\u1ec7nh, th\u1ecfa thu\u1eadn)<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-13\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Quy_dinh_ve_thanh_toan_bu_tru_va_ky_quy_giao_dich\" >Quy \u0111\u1ecbnh v\u1ec1 thanh to\u00e1n b\u00f9 tr\u1eeb v\u00e0 k\u00fd qu\u1ef9 giao d\u1ecbch<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-14\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Tong_Hop_Khung_Phap_Ly_Quan_Trong_Dieu_Chinh_Hoat_Dong_Giao_Dich\" >T\u1ed5ng H\u1ee3p Khung Ph\u00e1p L\u00fd Quan Tr\u1ecdng \u0110i\u1ec1u Ch\u1ec9nh Ho\u1ea1t \u0110\u1ed9ng Giao D\u1ecbch<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-15\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Vai_tro_cua_Luat_Chung_khoan_Nghi_dinh_1532020ND-CP_652022ND-CP_va_082023ND-CP\" >Vai tr\u00f2 c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n, Ngh\u1ecb \u0111\u1ecbnh 153\/2020\/N\u0110-CP, 65\/2022\/N\u0110-CP v\u00e0 08\/2023\/N\u0110-CP<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-16\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Chuc_nang_quan_ly_cua_Uy_ban_Chung_khoan_Nha_nuoc_VSD_HNX_va_HOSE\" >Ch\u1ee9c n\u0103ng qu\u1ea3n l\u00fd c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, VSD, HNX v\u00e0 HOSE<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-17\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Quy_dinh_ve_nghia_vu_cong_bo_thong_tin_cua_to_chuc_phat_hanh\" >Quy \u0111\u1ecbnh v\u1ec1 ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-18\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Danh_Cho_Doanh_Nghiep_Dieu_Kien_Va_Thu_Tuc_Niem_Yet_Trai_Phieu\" >D\u00e0nh Cho Doanh Nghi\u1ec7p: \u0110i\u1ec1u Ki\u1ec7n V\u00e0 Th\u1ee7 T\u1ee5c Ni\u00eam Y\u1ebft Tr\u00e1i Phi\u1ebfu<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-19\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Cac_dieu_kien_phat_hanh_trai_phieu_doanh_nghiep_ra_cong_chung\" >C\u00e1c \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ra c\u00f4ng ch\u00fang<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-20\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Quy_trinh_va_ho_so_dang_ky_niem_yet_trai_phieu_tren_So_Giao_dich_Chung_khoan\" >Quy tr\u00ecnh v\u00e0 h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-21\" href=\"https:\/\/bvote.vn\/blog\/quy-dinh-giao-dich-trai-phieu-doanh-nghiep-niem-yet\/#Nghia_vu_cua_doanh_nghiep_sau_khi_niem_yet_thanh_cong\" >Ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p sau khi ni\u00eam y\u1ebft th\u00e0nh c\u00f4ng<\/a><\/li><\/ul><\/li><\/ul><\/nav><\/div>\n<h2 id=\"c-p-nh-t-quy-nh-m-i-nh-t-v-giao-d-ch-tr-i-phi-u-doanh-nghi-p-ni-m-y-t\"><span class=\"ez-toc-section\" id=\"Cap_Nhat_Quy_Dinh_Moi_Nhat_Ve_Giao_Dich_Trai_Phieu_Doanh_Nghiep_Niem_Yet\"><\/span>C\u1eadp Nh\u1eadt Quy \u0110\u1ecbnh M\u1edbi Nh\u1ea5t V\u1ec1 Giao D\u1ecbch Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p Vi\u1ec7t Nam \u0111\u00e3 tr\u1ea3i qua m\u1ed9t giai \u0111o\u1ea1n t\u00e1i c\u1ea5u tr\u00fac m\u1ea1nh m\u1ebd nh\u1eb1m h\u01b0\u1edbng \u0111\u1ebfn s\u1ef1 minh b\u1ea1ch v\u00e0 ph\u00e1t tri\u1ec3n b\u1ec1n v\u1eefng. C\u00e1c quy \u0111\u1ecbnh m\u1edbi \u0111\u01b0\u1ee3c ban h\u00e0nh kh\u00f4ng ch\u1ec9 t\u00e1c \u0111\u1ed9ng \u0111\u1ebfn t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh m\u00e0 c\u00f2n thay \u0111\u1ed5i s\u00e2n ch\u01a1i c\u1ee7a c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, \u0111\u1eb7c bi\u1ec7t l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p.<\/p>\n<figure id=\"attachment_2027\" aria-describedby=\"caption-attachment-2027\" style=\"width: 800px\" class=\"wp-caption aligncenter\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-2027 size-full\" src=\"https:\/\/bvote.vn\/blog\/wp-content\/uploads\/2025\/10\/trai-phieu-doanh-nghiepppp.jpeg\" alt=\"Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p\" width=\"800\" height=\"450\" title=\"\"><figcaption id=\"caption-attachment-2027\" class=\"wp-caption-text\">Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p<\/figcaption><\/figure>\n<h3 id=\"t-c-ng-c-a-ngh-nh-65-2022-n-cp-v-c-c-v-n-b-n-s-a-i\"><span class=\"ez-toc-section\" id=\"Tac_dong_cua_Nghi_dinh_652022ND-CP_va_cac_van_ban_sua_doi\"><\/span>T\u00e1c \u0111\u1ed9ng c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP v\u00e0 c\u00e1c v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP (s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 153\/2020\/N\u0110-CP) v\u00e0 sau \u0111\u00f3 l\u00e0 Ngh\u1ecb \u0111\u1ecbnh 08\/2023\/N\u0110-CP ra \u0111\u1eddi \u0111\u00e3 t\u1ea1o ra m\u1ed9t h\u00e0nh lang ph\u00e1p l\u00fd ch\u1eb7t ch\u1ebd h\u01a1n. M\u1ee5c ti\u00eau ch\u00ednh l\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i nh\u00e0 \u0111\u1ea7u t\u01b0, n\u00e2ng cao ch\u1ea5t l\u01b0\u1ee3ng tr\u00e1i phi\u1ebfu ph\u00e1t h\u00e0nh v\u00e0 t\u0103ng c\u01b0\u1eddng t\u00ednh minh b\u1ea1ch c\u1ee7a th\u1ecb tr\u01b0\u1eddng.<\/p>\n<p>Nh\u1eefng thay \u0111\u1ed5i c\u1ed1t l\u00f5i bao g\u1ed3m:<\/p>\n<ul>\n<li><strong>Si\u1ebft ch\u1eb7t \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh:<\/strong>\u00a0Doanh nghi\u1ec7p ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c y\u00eau c\u1ea7u kh\u1eaft khe h\u01a1n v\u1ec1 t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh, m\u1ee5c \u0111\u00edch s\u1eed d\u1ee5ng v\u1ed1n v\u00e0 x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m (\u0111\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p).<\/li>\n<li><strong>N\u00e2ng cao ti\u00eau chu\u1ea9n nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p:<\/strong>\u00a0Quy \u0111\u1ecbnh m\u1edbi \u0111\u00e3 \u0111\u1ecbnh ngh\u0129a l\u1ea1i v\u00e0 y\u00eau c\u1ea7u x\u00e1c th\u1ef1c ch\u1eb7t ch\u1ebd h\u01a1n t\u01b0 c\u00e1ch nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p, h\u1ea1n ch\u1ebf nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n kh\u00f4ng \u0111\u1ee7 n\u0103ng l\u1ef1c t\u00e0i ch\u00ednh v\u00e0 kinh nghi\u1ec7m tham gia.<\/li>\n<li><strong>T\u0103ng c\u01b0\u1eddng minh b\u1ea1ch th\u00f4ng tin:<\/strong>\u00a0C\u00e1c t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh c\u00f3 ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin chi ti\u1ebft, \u0111\u1ecbnh k\u1ef3 v\u00e0 b\u1ea5t th\u01b0\u1eddng m\u1ed9t c\u00e1ch nghi\u00eam ng\u1eb7t h\u01a1n.<\/li>\n<\/ul>\n<h3 id=\"quy-nh-v-nh-u-t-ch-ng-kho-n-chuy-n-nghi-p-v-c-ch-x-c-nh\"><span class=\"ez-toc-section\" id=\"Quy_dinh_ve_nha_dau_tu_chung_khoan_chuyen_nghiep_va_cach_xac_dinh\"><\/span>Quy \u0111\u1ecbnh v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p v\u00e0 c\u00e1ch x\u00e1c \u0111\u1ecbnh<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Theo quy \u0111\u1ecbnh t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 65, ch\u1ec9 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p m\u1edbi \u0111\u01b0\u1ee3c ph\u00e9p tham gia\u00a0<strong>giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p<\/strong>\u00a0ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb. \u0110\u00e2y l\u00e0 m\u1ed9t trong nh\u1eefng thay \u0111\u1ed5i quan tr\u1ecdng nh\u1ea5t nh\u1eb1m b\u1ea3o v\u1ec7 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ecf l\u1ebb tr\u01b0\u1edbc nh\u1eefng r\u1ee7i ro ti\u1ec1m \u1ea9n.<\/p>\n<p>Nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh l\u00e0:<\/p>\n<ul>\n<li>C\u00e1c \u0111\u1ecbnh ch\u1ebf t\u00e0i ch\u00ednh nh\u01b0 ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i, c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9, c\u00f4ng ty b\u1ea3o hi\u1ec3m.<\/li>\n<li>C\u00f4ng ty c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p \u0111\u1ea1t tr\u00ean 100 t\u1ef7 \u0111\u1ed3ng ho\u1eb7c t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft, t\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch.<\/li>\n<li>C\u00e1 nh\u00e2n c\u00f3 ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n.<\/li>\n<li>C\u00e1 nh\u00e2n n\u1eafm gi\u1eef danh m\u1ee5c ch\u1ee9ng kho\u00e1n ni\u00eam y\u1ebft, \u0111\u0103ng k\u00fd giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb t\u1ed1i thi\u1ec3u 02 t\u1ef7 \u0111\u1ed3ng v\u00e0 \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ty ch\u1ee9ng kho\u00e1n x\u00e1c nh\u1eadn.<\/li>\n<li>C\u00e1 nh\u00e2n c\u00f3 thu nh\u1eadp ch\u1ecbu thu\u1ebf n\u0103m g\u1ea7n nh\u1ea5t t\u1ed1i thi\u1ec3u 01 t\u1ef7 \u0111\u1ed3ng theo h\u1ed3 s\u01a1 khai thu\u1ebf.<\/li>\n<\/ul>\n<p>Vi\u1ec7c x\u00e1c \u0111\u1ecbnh t\u01b0 c\u00e1ch nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1edfi c\u00f4ng ty ch\u1ee9ng kho\u00e1n n\u01a1i nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1edf t\u00e0i kho\u1ea3n v\u00e0 c\u00f3 gi\u00e1 tr\u1ecb trong v\u00f2ng 1 n\u0103m.<\/p>\n<h3 id=\"h-th-ng-giao-d-ch-tr-i-phi-u-doanh-nghi-p-ri-ng-l-ch-nh-th-c-ho-t-ng\"><span class=\"ez-toc-section\" id=\"He_thong_giao_dich_trai_phieu_doanh_nghiep_rieng_le_chinh_thuc_hoat_dong\"><\/span>H\u1ec7 th\u1ed1ng giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb ch\u00ednh th\u1ee9c ho\u1ea1t \u0111\u1ed9ng<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>M\u1ed9t b\u01b0\u1edbc ti\u1ebfn l\u1edbn c\u1ee7a th\u1ecb tr\u01b0\u1eddng l\u00e0 vi\u1ec7c S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i (HNX) ch\u00ednh th\u1ee9c v\u1eadn h\u00e0nh\u00a0<strong>h\u1ec7 th\u1ed1ng giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb<\/strong>\u00a0t\u1eeb th\u00e1ng 7 n\u0103m 2023. H\u1ec7 th\u1ed1ng n\u00e0y gi\u00fap:<\/p>\n<ul>\n<li>T\u1eadp trung ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch, t\u0103ng t\u00ednh thanh kho\u1ea3n cho th\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p.<\/li>\n<li>Chu\u1ea9n h\u00f3a quy tr\u00ecnh giao d\u1ecbch, thanh to\u00e1n b\u00f9 tr\u1eeb, \u0111\u1ea3m b\u1ea3o an to\u00e0n v\u00e0 minh b\u1ea1ch.<\/li>\n<li>Cung c\u1ea5p th\u00f4ng tin tham chi\u1ebfu tin c\u1eady v\u1ec1 gi\u00e1 v\u00e0 kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch cho nh\u00e0 \u0111\u1ea7u t\u01b0.<\/li>\n<\/ul>\n<p>S\u1ef1 ra \u0111\u1eddi c\u1ee7a h\u1ec7 th\u1ed1ng n\u00e0y \u0111\u00e3 \u0111\u01b0a c\u00e1c giao d\u1ecbch tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb t\u1eeb th\u1ecb tr\u01b0\u1eddng OTC ph\u00e2n t\u00e1n v\u00e0o m\u1ed9t khu\u00f4n kh\u1ed5 qu\u1ea3n l\u00fd t\u1eadp trung, gi\u00fap c\u01a1 quan qu\u1ea3n l\u00fd gi\u00e1m s\u00e1t t\u1ed1t h\u01a1n v\u00e0 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 hi\u1ec7u qu\u1ea3 h\u01a1n.<\/p>\n<h2 id=\"tr-i-phi-u-doanh-nghi-p-ni-m-y-t-l-g-v-c-g-kh-c-bi-t-\"><span class=\"ez-toc-section\" id=\"Trai_Phieu_Doanh_Nghiep_Niem_Yet_La_Gi_va_Co_Gi_Khac_Biet\"><\/span>Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft L\u00e0 G\u00ec v\u00e0 C\u00f3 G\u00ec Kh\u00e1c Bi\u1ec7t?<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Hi\u1ec3u r\u00f5 b\u1ea3n ch\u1ea5t c\u1ee7a\u00a0<strong>tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft l\u00e0 g\u00ec<\/strong>\u00a0s\u1ebd gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh ph\u00f9 h\u1ee3p v\u1edbi kh\u1ea9u v\u1ecb r\u1ee7i ro v\u00e0 m\u1ee5c ti\u00eau t\u00e0i ch\u00ednh c\u1ee7a m\u00ecnh. \u0110\u00e2y l\u00e0 s\u1ea3n ph\u1ea9m \u0111\u1ea7u t\u01b0 c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh, \u0111\u01b0\u1ee3c c\u00e1c doanh nghi\u1ec7p ph\u00e1t h\u00e0nh \u0111\u1ec3 huy \u0111\u1ed9ng v\u1ed1n.<\/p>\n<h3 id=\"-nh-ngh-a-tr-i-phi-u-doanh-nghi-p-ni-m-y-t-theo-lu-t-ch-ng-kho-n-2019\"><span class=\"ez-toc-section\" id=\"Dinh_nghia_trai_phieu_doanh_nghiep_niem_yet_theo_Luat_Chung_khoan_2019\"><\/span>\u0110\u1ecbnh ngh\u0129a tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft theo Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Theo Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019, tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft l\u00e0 lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u1ee3 do doanh nghi\u1ec7p ph\u00e1t h\u00e0nh ra c\u00f4ng ch\u00fang, \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd v\u00e0 l\u01b0u k\u00fd t\u1eadp trung t\u1ea1i Trung t\u00e2m L\u01b0u k\u00fd Ch\u1ee9ng kho\u00e1n (VSD) v\u00e0 \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft, giao d\u1ecbch tr\u00ean c\u00e1c S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n (HNX, HOSE).<\/p>\n<p>Vi\u1ec7c ni\u00eam y\u1ebft y\u00eau c\u1ea7u doanh nghi\u1ec7p ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n cao v\u1ec1 quy m\u00f4 v\u1ed1n, hi\u1ec7u qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng kinh doanh v\u00e0 t\u00ednh minh b\u1ea1ch, mang l\u1ea1i s\u1ef1 an to\u00e0n cao h\u01a1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 so v\u1edbi c\u00e1c lo\u1ea1i tr\u00e1i phi\u1ebfu ch\u01b0a ni\u00eam y\u1ebft.<\/p>\n<h3 id=\"ph-n-bi-t-tr-i-phi-u-ni-m-y-t-tr-n-hnx-hose-v-tr-i-phi-u-ch-a-ni-m-y-t-otc-\"><span class=\"ez-toc-section\" id=\"Phan_biet_trai_phieu_niem_yet_tren_HNX_HOSE_va_trai_phieu_chua_niem_yet_OTC\"><\/span>Ph\u00e2n bi\u1ec7t tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft (tr\u00ean HNX, HOSE) v\u00e0 tr\u00e1i phi\u1ebfu ch\u01b0a ni\u00eam y\u1ebft (OTC)<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>\u0110\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 c\u00e1i nh\u00ecn r\u00f5 r\u00e0ng h\u01a1n, ch\u00fang t\u00f4i t\u1ea1i\u00a0<strong>C\u00f4ng ty C\u1ed5 ph\u1ea7n Bvote Vi\u1ec7t Nam (Bvote)<\/strong>\u00a0\u0111\u00e3 t\u1ed5ng h\u1ee3p c\u00e1c \u0111i\u1ec3m kh\u00e1c bi\u1ec7t ch\u00ednh:<\/p>\n<table style=\"width: 89.948%; height: 170px;\">\n<thead>\n<tr style=\"height: 21px;\">\n<th style=\"height: 21px; width: 11.6747%;\">Ti\u00eau Ch\u00ed<\/th>\n<th style=\"height: 21px; width: 45.5717%;\">Tr\u00e1i Phi\u1ebfu Doanh Nghi\u1ec7p Ni\u00eam Y\u1ebft<\/th>\n<th style=\"height: 21px; width: 41.9485%;\">Tr\u00e1i Phi\u1ebfu Ch\u01b0a Ni\u00eam Y\u1ebft (OTC) \/ Ri\u00eang L\u1ebb<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr style=\"height: 43px;\">\n<td style=\"height: 43px; width: 11.6747%;\"><strong>Th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch<\/strong><\/td>\n<td style=\"height: 43px; width: 45.5717%;\">T\u1eadp trung tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n (HNX, HOSE).<\/td>\n<td style=\"height: 43px; width: 41.9485%;\">Th\u1ecb tr\u01b0\u1eddng phi t\u1eadp trung (OTC) ho\u1eb7c tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch TPDN ri\u00eang l\u1ebb c\u1ee7a HNX.<\/td>\n<\/tr>\n<tr style=\"height: 21px;\">\n<td style=\"height: 21px; width: 11.6747%;\"><strong>T\u00ednh thanh kho\u1ea3n<\/strong><\/td>\n<td style=\"height: 21px; width: 45.5717%;\">Cao h\u01a1n do giao d\u1ecbch t\u1eadp trung, d\u1ec5 d\u00e0ng mua b\u00e1n.<\/td>\n<td style=\"height: 21px; width: 41.9485%;\">Th\u1ea5p h\u01a1n, vi\u1ec7c t\u00ecm ki\u1ebfm \u0111\u1ed1i t\u00e1c giao d\u1ecbch c\u00f3 th\u1ec3 kh\u00f3 kh\u0103n h\u01a1n.<\/td>\n<\/tr>\n<tr style=\"height: 43px;\">\n<td style=\"height: 43px; width: 11.6747%;\"><strong>T\u00ednh minh b\u1ea1ch<\/strong><\/td>\n<td style=\"height: 43px; width: 45.5717%;\">R\u1ea5t cao, th\u00f4ng tin v\u1ec1 t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh v\u00e0 tr\u00e1i phi\u1ebfu \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 r\u1ed9ng r\u00e3i, \u0111\u1ecbnh k\u1ef3.<\/td>\n<td style=\"height: 43px; width: 41.9485%;\">Th\u1ea5p h\u01a1n, th\u00f4ng tin th\u01b0\u1eddng ch\u1ec9 gi\u1edbi h\u1ea1n cho c\u00e1c b\u00ean tham gia.<\/td>\n<\/tr>\n<tr style=\"height: 21px;\">\n<td style=\"height: 21px; width: 11.6747%;\"><strong>\u0110\u1ed1i t\u01b0\u1ee3ng \u0111\u1ea7u t\u01b0<\/strong><\/td>\n<td style=\"height: 21px; width: 45.5717%;\">M\u1ecdi \u0111\u1ed1i t\u01b0\u1ee3ng nh\u00e0 \u0111\u1ea7u t\u01b0 (c\u00f4ng ch\u00fang).<\/td>\n<td style=\"height: 21px; width: 41.9485%;\">H\u1ea1n ch\u1ebf, ch\u1ee7 y\u1ebfu l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p.<\/td>\n<\/tr>\n<tr style=\"height: 21px;\">\n<td style=\"height: 21px; width: 11.6747%;\"><strong>M\u1ee9c \u0111\u1ed9 r\u1ee7i ro<\/strong><\/td>\n<td style=\"height: 21px; width: 45.5717%;\">Th\u1ea5p h\u01a1n do doanh nghi\u1ec7p ph\u1ea3i qua th\u1ea9m \u0111\u1ecbnh nghi\u00eam ng\u1eb7t.<\/td>\n<td style=\"height: 21px; width: 41.9485%;\">Cao h\u01a1n do ti\u00eau chu\u1ea9n ph\u00e1t h\u00e0nh linh ho\u1ea1t h\u01a1n v\u00e0 th\u00f4ng tin h\u1ea1n ch\u1ebf.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<h3 id=\"l-i-ch-v-r-i-ro-nh-u-t-c-n-bi-t-khi-giao-d-ch\"><span class=\"ez-toc-section\" id=\"Loi_ich_va_rui_ro_nha_dau_tu_can_biet_khi_giao_dich\"><\/span>L\u1ee3i \u00edch v\u00e0 r\u1ee7i ro nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n bi\u1ebft khi giao d\u1ecbch<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>L\u1ee3i \u00edch:<\/strong><\/p>\n<ul>\n<li><strong>L\u00e3i su\u1ea5t h\u1ea5p d\u1eabn:<\/strong>\u00a0Th\u01b0\u1eddng cao h\u01a1n l\u00e3i su\u1ea5t ti\u1ebft ki\u1ec7m ng\u00e2n h\u00e0ng.<\/li>\n<li><strong>An to\u00e0n v\u00e0 minh b\u1ea1ch:<\/strong>\u00a0Doanh nghi\u1ec7p ni\u00eam y\u1ebft \u0111\u01b0\u1ee3c gi\u00e1m s\u00e1t ch\u1eb7t ch\u1ebd b\u1edfi UBCK v\u00e0 S\u1edf Giao d\u1ecbch.<\/li>\n<li><strong>Thanh kho\u1ea3n t\u1ed1t:<\/strong>\u00a0D\u1ec5 d\u00e0ng chuy\u1ec3n \u0111\u1ed5i th\u00e0nh ti\u1ec1n m\u1eb7t th\u00f4ng qua vi\u1ec7c mua b\u00e1n tr\u00ean s\u00e0n.<\/li>\n<li><strong>\u0110a d\u1ea1ng l\u1ef1a ch\u1ecdn:<\/strong>\u00a0Nhi\u1ec1u lo\u1ea1i tr\u00e1i phi\u1ebfu v\u1edbi k\u1ef3 h\u1ea1n v\u00e0 l\u00e3i su\u1ea5t kh\u00e1c nhau \u0111\u1ec3 l\u1ef1a ch\u1ecdn.<\/li>\n<\/ul>\n<p><strong>R\u1ee7i ro:<\/strong><\/p>\n<ul>\n<li><strong>R\u1ee7i ro t\u00edn d\u1ee5ng:<\/strong>\u00a0Doanh nghi\u1ec7p ph\u00e1t h\u00e0nh kh\u00f4ng c\u00f3 kh\u1ea3 n\u0103ng tr\u1ea3 n\u1ee3 g\u1ed1c v\u00e0 l\u00e3i.<\/li>\n<li><strong>R\u1ee7i ro l\u00e3i su\u1ea5t:<\/strong>\u00a0Khi l\u00e3i su\u1ea5t th\u1ecb tr\u01b0\u1eddng t\u0103ng, gi\u00e1 tr\u00e1i phi\u1ebfu c\u00f3 xu h\u01b0\u1edbng gi\u1ea3m.<\/li>\n<li><strong>R\u1ee7i ro thanh kho\u1ea3n:<\/strong>\u00a0M\u1eb7c d\u00f9 ni\u00eam y\u1ebft, v\u1eabn c\u00f3 tr\u01b0\u1eddng h\u1ee3p kh\u00f3 b\u00e1n tr\u00e1i phi\u1ebfu do th\u1ecb tr\u01b0\u1eddng bi\u1ebfn \u0111\u1ed9ng x\u1ea5u.<\/li>\n<li><strong>R\u1ee7i ro ph\u00e1p l\u00fd:<\/strong>\u00a0Nh\u1eefng thay \u0111\u1ed5i trong ch\u00ednh s\u00e1ch, ph\u00e1p lu\u1eadt c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn quy\u1ec1n l\u1ee3i c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0.<\/li>\n<\/ul>\n<h2 id=\"h-ng-d-n-to-n-t-p-v-quy-tr-nh-giao-d-ch-tr-i-phi-u-ni-m-y-t\"><span class=\"ez-toc-section\" id=\"Huong_Dan_Toan_Tap_Ve_Quy_Trinh_Giao_Dich_Trai_Phieu_Niem_Yet\"><\/span>H\u01b0\u1edbng D\u1eabn To\u00e0n T\u1eadp V\u1ec1 Quy Tr\u00ecnh Giao D\u1ecbch Tr\u00e1i Phi\u1ebfu Ni\u00eam Y\u1ebft<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>\u0110\u1ec3 tham gia th\u1ecb tr\u01b0\u1eddng, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n n\u1eafm v\u1eefng quy tr\u00ecnh v\u00e0 c\u00e1c\u00a0<strong>h\u01b0\u1edbng d\u1eabn giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/strong>. Quy tr\u00ecnh n\u00e0y \u0111\u00e3 \u0111\u01b0\u1ee3c chu\u1ea9n h\u00f3a \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o t\u00ednh c\u00f4ng b\u1eb1ng v\u00e0 hi\u1ec7u qu\u1ea3.<\/p>\n<h3 id=\"-i-u-ki-n-nh-u-t-c-nh-n-c-ph-p-giao-d-ch\"><span class=\"ez-toc-section\" id=\"Dieu_kien_de_nha_dau_tu_ca_nhan_duoc_phep_giao_dich\"><\/span>\u0110i\u1ec1u ki\u1ec7n \u0111\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c ph\u00e9p giao d\u1ecbch<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>\u0110\u1ed1i v\u1edbi tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft (ph\u00e1t h\u00e0nh ra c\u00f4ng ch\u00fang), m\u1ecdi nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n \u0111\u1ec1u c\u00f3 th\u1ec3 tham gia giao d\u1ecbch m\u00e0 kh\u00f4ng c\u1ea7n \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p. Nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ec9 c\u1ea7n c\u00f3 t\u00e0i kho\u1ea3n giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ed9t c\u00f4ng ty ch\u1ee9ng kho\u00e1n l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf Giao d\u1ecbch.<\/p>\n<p>Tuy nhi\u00ean, \u0111\u1ed1i v\u1edbi tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean h\u1ec7 th\u1ed1ng c\u1ee7a HNX, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n ph\u1ea3i \u0111\u01b0\u1ee3c x\u00e1c nh\u1eadn l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p.<\/p>\n<h3 id=\"h-ng-d-n-c-ch-mua-b-n-tr-i-phi-u-doanh-nghi-p-ni-m-y-t-tr-n-hnx-v-hose\"><span class=\"ez-toc-section\" id=\"Huong_dan_cach_mua_ban_trai_phieu_doanh_nghiep_niem_yet_tren_HNX_va_HOSE\"><\/span>H\u01b0\u1edbng d\u1eabn c\u00e1ch mua b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft tr\u00ean HNX v\u00e0 HOSE<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Quy tr\u00ecnh mua b\u00e1n tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft t\u01b0\u01a1ng t\u1ef1 nh\u01b0 giao d\u1ecbch c\u1ed5 phi\u1ebfu:<\/p>\n<ol>\n<li><strong>M\u1edf t\u00e0i kho\u1ea3n giao d\u1ecbch:<\/strong>\u00a0Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n m\u1edf t\u00e0i kho\u1ea3n t\u1ea1i m\u1ed9t c\u00f4ng ty ch\u1ee9ng kho\u00e1n.<\/li>\n<li><strong>N\u1ed9p ti\u1ec1n v\u00e0o t\u00e0i kho\u1ea3n:<\/strong>\u00a0Chuy\u1ec3n ti\u1ec1n v\u00e0o t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n \u0111\u1ec3 th\u1ef1c hi\u1ec7n giao d\u1ecbch.<\/li>\n<li><strong>L\u1ef1a ch\u1ecdn tr\u00e1i phi\u1ebfu:<\/strong>\u00a0T\u00ecm hi\u1ec3u v\u00e0 l\u1ef1a ch\u1ecdn m\u00e3 tr\u00e1i phi\u1ebfu ph\u00f9 h\u1ee3p v\u1edbi m\u1ee5c ti\u00eau \u0111\u1ea7u t\u01b0 th\u00f4ng qua c\u00e1c th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 tr\u00ean website c\u1ee7a HNX, HOSE ho\u1eb7c t\u1eeb c\u00e1c chuy\u00ean vi\u00ean t\u01b0 v\u1ea5n.<\/li>\n<li><strong>\u0110\u1eb7t l\u1ec7nh giao d\u1ecbch:<\/strong>\u00a0\u0110\u1eb7t l\u1ec7nh Mua ho\u1eb7c B\u00e1n th\u00f4ng qua c\u00e1c n\u1ec1n t\u1ea3ng giao d\u1ecbch tr\u1ef1c tuy\u1ebfn (app, web) ho\u1eb7c \u0111\u1eb7t l\u1ec7nh tr\u1ef1c ti\u1ebfp t\u1ea1i qu\u1ea7y c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n. L\u1ec7nh c\u1ea7n ghi r\u00f5 m\u00e3 tr\u00e1i phi\u1ebfu, kh\u1ed1i l\u01b0\u1ee3ng v\u00e0 m\u1ee9c gi\u00e1 mong mu\u1ed1n.<\/li>\n<li><strong>Kh\u1edbp l\u1ec7nh v\u00e0 thanh to\u00e1n:<\/strong>\u00a0S\u1edf Giao d\u1ecbch s\u1ebd th\u1ef1c hi\u1ec7n kh\u1edbp l\u1ec7nh. Giao d\u1ecbch sau \u0111\u00f3 s\u1ebd \u0111\u01b0\u1ee3c thanh to\u00e1n theo quy \u0111\u1ecbnh (th\u01b0\u1eddng l\u00e0 T+1 ho\u1eb7c T+2).<\/li>\n<\/ol>\n<figure id=\"attachment_2028\" aria-describedby=\"caption-attachment-2028\" style=\"width: 1024px\" class=\"wp-caption aligncenter\"><img loading=\"lazy\" decoding=\"async\" class=\"size-full wp-image-2028\" src=\"https:\/\/bvote.vn\/blog\/wp-content\/uploads\/2025\/10\/trai-phieu-niem-yet-la-gi.jpg\" alt=\"Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft\" width=\"1024\" height=\"576\" title=\"\"><figcaption id=\"caption-attachment-2028\" class=\"wp-caption-text\">Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/figcaption><\/figure>\n<h3 id=\"th-i-gian-m-nh-gi-v-c-c-ph-ng-th-c-giao-d-ch-kh-p-l-nh-th-a-thu-n-\"><span class=\"ez-toc-section\" id=\"Thoi_gian_menh_gia_va_cac_phuong_thuc_giao_dich_khop_lenh_thoa_thuan\"><\/span>Th\u1eddi gian, m\u1ec7nh gi\u00e1 v\u00e0 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch (kh\u1edbp l\u1ec7nh, th\u1ecfa thu\u1eadn)<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<ul>\n<li><strong>Th\u1eddi gian giao d\u1ecbch tr\u00e1i phi\u1ebfu:<\/strong>\u00a0Tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft \u0111\u01b0\u1ee3c giao d\u1ecbch trong gi\u1edd h\u00e0nh ch\u00ednh, t\u01b0\u01a1ng t\u1ef1 nh\u01b0 c\u1ed5 phi\u1ebfu, t\u1eeb th\u1ee9 Hai \u0111\u1ebfn th\u1ee9 S\u00e1u (tr\u1eeb ng\u00e0y l\u1ec5). Phi\u00ean s\u00e1ng th\u01b0\u1eddng t\u1eeb 9:00 &#8211; 11:30, phi\u00ean chi\u1ec1u t\u1eeb 13:00 &#8211; 15:00.<\/li>\n<li><strong>M\u1ec7nh gi\u00e1:<\/strong>\u00a0M\u1ec7nh gi\u00e1 tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft th\u01b0\u1eddng l\u00e0 100.000 VN\u0110\/tr\u00e1i phi\u1ebfu.<\/li>\n<li><strong>\u0110\u01a1n v\u1ecb giao d\u1ecbch:<\/strong>\u00a0L\u00f4 giao d\u1ecbch c\u00f3 th\u1ec3 l\u00e0 10 ho\u1eb7c 100 tr\u00e1i phi\u1ebfu t\u00f9y theo quy \u0111\u1ecbnh c\u1ee7a t\u1eebng S\u1edf.<\/li>\n<li><strong>Ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch tr\u00e1i phi\u1ebfu:<\/strong>\n<ul>\n<li><strong>Kh\u1edbp l\u1ec7nh:<\/strong>\u00a0H\u1ec7 th\u1ed1ng c\u1ee7a S\u1edf Giao d\u1ecbch t\u1ef1 \u0111\u1ed9ng so kh\u1edbp c\u00e1c l\u1ec7nh mua v\u00e0 b\u00e1n d\u1ef1a tr\u00ean nguy\u00ean t\u1eafc \u01b0u ti\u00ean v\u1ec1 gi\u00e1 v\u00e0 th\u1eddi gian.<\/li>\n<li><strong>Th\u1ecfa thu\u1eadn:<\/strong>\u00a0C\u00e1c b\u00ean mua b\u00e1n t\u1ef1 th\u1ecfa thu\u1eadn v\u1edbi nhau v\u1ec1 c\u00e1c \u0111i\u1ec1u ki\u1ec7n giao d\u1ecbch (gi\u00e1, kh\u1ed1i l\u01b0\u1ee3ng) v\u00e0 th\u00f4ng b\u00e1o cho c\u00f4ng ty ch\u1ee9ng kho\u00e1n \u0111\u1ec3 ghi nh\u1eadn v\u00e0o h\u1ec7 th\u1ed1ng. Ph\u01b0\u01a1ng th\u1ee9c n\u00e0y th\u01b0\u1eddng \u00e1p d\u1ee5ng cho c\u00e1c giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn.<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<h3 id=\"quy-nh-v-thanh-to-n-b-tr-v-k-qu-giao-d-ch\"><span class=\"ez-toc-section\" id=\"Quy_dinh_ve_thanh_toan_bu_tru_va_ky_quy_giao_dich\"><\/span>Quy \u0111\u1ecbnh v\u1ec1 thanh to\u00e1n b\u00f9 tr\u1eeb v\u00e0 k\u00fd qu\u1ef9 giao d\u1ecbch<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Ho\u1ea1t \u0111\u1ed9ng thanh to\u00e1n b\u00f9 tr\u1eeb cho giao d\u1ecbch tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1edfi Trung t\u00e2m L\u01b0u k\u00fd Ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam (VSD). VSD ho\u1ea1t \u0111\u1ed9ng nh\u01b0 m\u1ed9t \u0111\u1ed1i t\u00e1c trung t\u00e2m, \u0111\u1ea3m b\u1ea3o r\u1eb1ng b\u00ean b\u00e1n s\u1ebd nh\u1eadn \u0111\u01b0\u1ee3c ti\u1ec1n v\u00e0 b\u00ean mua s\u1ebd nh\u1eadn \u0111\u01b0\u1ee3c tr\u00e1i phi\u1ebfu.<\/p>\n<p>Th\u1eddi gian thanh to\u00e1n cho giao d\u1ecbch tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft th\u01b0\u1eddng l\u00e0 T+1, ngh\u0129a l\u00e0 1 ng\u00e0y l\u00e0m vi\u1ec7c sau ng\u00e0y giao d\u1ecbch. V\u1ec1 k\u00fd qu\u1ef9 giao d\u1ecbch, t\u1ef7 l\u1ec7 k\u00fd qu\u1ef9 ban \u0111\u1ea7u s\u1ebd do c\u00f4ng ty ch\u1ee9ng kho\u00e1n quy \u0111\u1ecbnh nh\u01b0ng ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c gi\u1edbi h\u1ea1n c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc.<\/p>\n<h2 id=\"t-ng-h-p-khung-ph-p-l-quan-tr-ng-i-u-ch-nh-ho-t-ng-giao-d-ch\"><span class=\"ez-toc-section\" id=\"Tong_Hop_Khung_Phap_Ly_Quan_Trong_Dieu_Chinh_Hoat_Dong_Giao_Dich\"><\/span>T\u1ed5ng H\u1ee3p Khung Ph\u00e1p L\u00fd Quan Tr\u1ecdng \u0110i\u1ec1u Ch\u1ec9nh Ho\u1ea1t \u0110\u1ed9ng Giao D\u1ecbch<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>H\u1ec7 th\u1ed1ng ph\u00e1p l\u00fd l\u00e0 n\u1ec1n t\u1ea3ng cho s\u1ef1 v\u1eadn h\u00e0nh \u1ed5n \u0111\u1ecbnh v\u00e0 minh b\u1ea1ch c\u1ee7a th\u1ecb tr\u01b0\u1eddng. Vi\u1ec7c hi\u1ec3u r\u00f5 c\u00e1c v\u0103n b\u1ea3n ph\u00e1p lu\u1eadt s\u1ebd gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 doanh nghi\u1ec7p tu\u00e2n th\u1ee7 v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i c\u1ee7a m\u00ecnh.<\/p>\n<h3 id=\"vai-tr-c-a-lu-t-ch-ng-kho-n-ngh-nh-153-2020-n-cp-65-2022-n-cp-v-08-2023-n-cp\"><span class=\"ez-toc-section\" id=\"Vai_tro_cua_Luat_Chung_khoan_Nghi_dinh_1532020ND-CP_652022ND-CP_va_082023ND-CP\"><\/span>Vai tr\u00f2 c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n, Ngh\u1ecb \u0111\u1ecbnh 153\/2020\/N\u0110-CP, 65\/2022\/N\u0110-CP v\u00e0 08\/2023\/N\u0110-CP<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<ul>\n<li><strong>Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019:<\/strong>\u00a0L\u00e0 v\u0103n b\u1ea3n ph\u00e1p l\u00fd cao nh\u1ea5t, quy \u0111\u1ecbnh c\u00e1c nguy\u00ean t\u1eafc chung v\u1ec1 ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, bao g\u1ed3m c\u1ea3 vi\u1ec7c ph\u00e1t h\u00e0nh v\u00e0 giao d\u1ecbch tr\u00e1i phi\u1ebfu.<\/li>\n<li><strong>Ngh\u1ecb \u0111\u1ecbnh 153\/2020\/N\u0110-CP:<\/strong>\u00a0Quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 vi\u1ec7c ch\u00e0o b\u00e1n v\u00e0 giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb t\u1ea1i th\u1ecb tr\u01b0\u1eddng trong n\u01b0\u1edbc v\u00e0 qu\u1ed1c t\u1ebf.<\/li>\n<li><strong>Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP:<\/strong>\u00a0S\u1eeda \u0111\u1ed5i, b\u1ed5 sung Ngh\u1ecb \u0111\u1ecbnh 153 theo h\u01b0\u1edbng si\u1ebft ch\u1eb7t c\u00e1c \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh, n\u00e2ng cao ti\u00eau chu\u1ea9n nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p v\u00e0 t\u0103ng c\u01b0\u1eddng minh b\u1ea1ch.<\/li>\n<li><strong>Ngh\u1ecb \u0111\u1ecbnh 08\/2023\/N\u0110-CP:<\/strong>\u00a0T\u1ea1m ho\u00e3n thi h\u00e0nh m\u1ed9t s\u1ed1 quy \u0111\u1ecbnh c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 65 \u0111\u1ec3 th\u00e1o g\u1ee1 kh\u00f3 kh\u0103n cho th\u1ecb tr\u01b0\u1eddng, cho ph\u00e9p doanh nghi\u1ec7p c\u00f3 th\u00eam th\u1eddi gian th\u00edch \u1ee9ng.<\/li>\n<\/ul>\n<h3 id=\"ch-c-n-ng-qu-n-l-c-a-y-ban-ch-ng-kho-n-nh-n-c-vsd-hnx-v-hose\"><span class=\"ez-toc-section\" id=\"Chuc_nang_quan_ly_cua_Uy_ban_Chung_khoan_Nha_nuoc_VSD_HNX_va_HOSE\"><\/span>Ch\u1ee9c n\u0103ng qu\u1ea3n l\u00fd c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, VSD, HNX v\u00e0 HOSE<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<ul>\n<li><strong>\u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK):<\/strong>\u00a0L\u00e0 c\u01a1 quan qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc, ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng ch\u00ednh s\u00e1ch, c\u1ea5p ph\u00e9p, thanh tra v\u00e0 gi\u00e1m s\u00e1t to\u00e0n b\u1ed9 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/li>\n<li><strong>Trung t\u00e2m L\u01b0u k\u00fd Ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam (VSD):<\/strong>\u00a0Th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n cho c\u00e1c giao d\u1ecbch ch\u1ee9ng kho\u00e1n, \u0111\u1ea3m b\u1ea3o quy\u1ec1n s\u1edf h\u1eefu c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0.<\/li>\n<li><strong>S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n TP.HCM (HOSE) v\u00e0 H\u00e0 N\u1ed9i (HNX):<\/strong>\u00a0L\u00e0 \u0111\u01a1n v\u1ecb t\u1ed5 ch\u1ee9c v\u00e0 v\u1eadn h\u00e0nh th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch. C\u00e1c S\u1edf ban h\u00e0nh c\u00e1c quy ch\u1ebf v\u1ec1 ni\u00eam y\u1ebft, giao d\u1ecbch, c\u00f4ng b\u1ed1 th\u00f4ng tin v\u00e0 gi\u00e1m s\u00e1t c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng.<\/li>\n<\/ul>\n<h3 id=\"quy-nh-v-ngh-a-v-c-ng-b-th-ng-tin-c-a-t-ch-c-ph-t-h-nh\"><span class=\"ez-toc-section\" id=\"Quy_dinh_ve_nghia_vu_cong_bo_thong_tin_cua_to_chuc_phat_hanh\"><\/span>Quy \u0111\u1ecbnh v\u1ec1 ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Minh b\u1ea1ch th\u00f4ng tin l\u00e0 y\u00eau c\u1ea7u b\u1eaft bu\u1ed9c. Doanh nghi\u1ec7p ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft ph\u1ea3i th\u1ef1c hi\u1ec7n\u00a0<strong>quy \u0111\u1ecbnh c\u00f4ng b\u1ed1 th\u00f4ng tin tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/strong>\u00a0m\u1ed9t c\u00e1ch nghi\u00eam ng\u1eb7t, bao g\u1ed3m:<\/p>\n<ul>\n<li><strong>C\u00f4ng b\u1ed1 th\u00f4ng tin \u0111\u1ecbnh k\u1ef3:<\/strong>\u00a0B\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh b\u00e1n ni\u00ean \u0111\u00e3 \u0111\u01b0\u1ee3c so\u00e1t x\u00e9t, b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean.<\/li>\n<li><strong>C\u00f4ng b\u1ed1 th\u00f4ng tin b\u1ea5t th\u01b0\u1eddng:<\/strong>\u00a0Khi x\u1ea3y ra c\u00e1c s\u1ef1 ki\u1ec7n c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng l\u1edbn \u0111\u1ebfn gi\u00e1 tr\u00e1i phi\u1ebfu ho\u1eb7c kh\u1ea3 n\u0103ng tr\u1ea3 n\u1ee3 c\u1ee7a doanh nghi\u1ec7p (thay \u0111\u1ed5i l\u00e3nh \u0111\u1ea1o, quy\u1ebft \u0111\u1ecbnh l\u1edbn c\u1ee7a \u0110H\u0110C\u0110, v.v.).<\/li>\n<li><strong>C\u00f4ng b\u1ed1 th\u00f4ng tin theo y\u00eau c\u1ea7u:<\/strong>\u00a0Khi c\u00f3 y\u00eau c\u1ea7u t\u1eeb UBCK ho\u1eb7c S\u1edf Giao d\u1ecbch.<\/li>\n<\/ul>\n<p>T\u1ea1i Bvote, ch\u00fang t\u00f4i hi\u1ec3u r\u00f5 t\u1ea7m quan tr\u1ecdng c\u1ee7a vi\u1ec7c c\u00f4ng b\u1ed1 th\u00f4ng tin k\u1ecbp th\u1eddi. N\u1ec1n t\u1ea3ng t\u1ed5 ch\u1ee9c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tr\u1ef1c tuy\u1ebfn c\u1ee7a ch\u00fang t\u00f4i gi\u00fap c\u00e1c doanh nghi\u1ec7p ni\u00eam y\u1ebft th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 n\u00e0y m\u1ed9t c\u00e1ch minh b\u1ea1ch v\u00e0 hi\u1ec7u qu\u1ea3.<\/p>\n<h2 id=\"d-nh-cho-doanh-nghi-p-i-u-ki-n-v-th-t-c-ni-m-y-t-tr-i-phi-u\"><span class=\"ez-toc-section\" id=\"Danh_Cho_Doanh_Nghiep_Dieu_Kien_Va_Thu_Tuc_Niem_Yet_Trai_Phieu\"><\/span>D\u00e0nh Cho Doanh Nghi\u1ec7p: \u0110i\u1ec1u Ki\u1ec7n V\u00e0 Th\u1ee7 T\u1ee5c Ni\u00eam Y\u1ebft Tr\u00e1i Phi\u1ebfu<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Vi\u1ec7c ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu kh\u00f4ng ch\u1ec9 l\u00e0 m\u1ed9t k\u00eanh huy \u0111\u1ed9ng v\u1ed1n hi\u1ec7u qu\u1ea3 m\u00e0 c\u00f2n gi\u00fap n\u00e2ng cao uy t\u00edn v\u00e0 th\u01b0\u01a1ng hi\u1ec7u c\u1ee7a doanh nghi\u1ec7p tr\u00ean th\u1ecb tr\u01b0\u1eddng.<\/p>\n<h3 id=\"c-c-i-u-ki-n-ph-t-h-nh-tr-i-phi-u-doanh-nghi-p-ra-c-ng-ch-ng\"><span class=\"ez-toc-section\" id=\"Cac_dieu_kien_phat_hanh_trai_phieu_doanh_nghiep_ra_cong_chung\"><\/span>C\u00e1c \u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ra c\u00f4ng ch\u00fang<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>\u0110\u1ec3 \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ra c\u00f4ng ch\u00fang (\u0111i\u1ec1u ki\u1ec7n ti\u00ean quy\u1ebft \u0111\u1ec3 ni\u00eam y\u1ebft), doanh nghi\u1ec7p c\u1ea7n \u0111\u00e1p \u1ee9ng c\u00e1c\u00a0<strong>\u0111i\u1ec1u ki\u1ec7n ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/strong>\u00a0sau:<\/p>\n<ul>\n<li>M\u1ee9c v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n t\u1eeb 30 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean.<\/li>\n<li>Ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a n\u0103m li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n ph\u1ea3i c\u00f3 l\u00e3i, \u0111\u1ed3ng th\u1eddi kh\u00f4ng c\u00f3 l\u1ed7 l\u0169y k\u1ebf.<\/li>\n<li>C\u00f3 ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh v\u00e0 ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u1ed1n \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua.<\/li>\n<li>C\u00f3 cam k\u1ebft th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0.<\/li>\n<li>Ph\u1ea3i c\u00f3 c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n.<\/li>\n<\/ul>\n<h3 id=\"quy-tr-nh-v-h-s-ng-k-ni-m-y-t-tr-i-phi-u-tr-n-s-giao-d-ch-ch-ng-kho-n\"><span class=\"ez-toc-section\" id=\"Quy_trinh_va_ho_so_dang_ky_niem_yet_trai_phieu_tren_So_Giao_dich_Chung_khoan\"><\/span>Quy tr\u00ecnh v\u00e0 h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Sau khi ho\u00e0n th\u00e0nh \u0111\u1ee3t ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang, doanh nghi\u1ec7p c\u1ea7n ti\u1ebfn h\u00e0nh\u00a0<strong>th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p<\/strong>\u00a0tr\u00ean S\u1edf Giao d\u1ecbch.<\/p>\n<p><strong>Quy tr\u00ecnh ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p<\/strong>\u00a0bao g\u1ed3m c\u00e1c b\u01b0\u1edbc:<\/p>\n<ol>\n<li><strong>Chu\u1ea9n b\u1ecb h\u1ed3 s\u01a1:<\/strong>\u00a0Doanh nghi\u1ec7p ph\u1ed1i h\u1ee3p v\u1edbi c\u00f4ng ty ch\u1ee9ng kho\u00e1n t\u01b0 v\u1ea5n \u0111\u1ec3 chu\u1ea9n b\u1ecb b\u1ed9 h\u1ed3 s\u01a1 \u0111\u1ea7y \u0111\u1ee7 theo quy \u0111\u1ecbnh c\u1ee7a S\u1edf Giao d\u1ecbch.<\/li>\n<li><strong>N\u1ed9p h\u1ed3 s\u01a1:<\/strong>\u00a0N\u1ed9p h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ni\u00eam y\u1ebft t\u1ea1i S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n (HNX ho\u1eb7c HOSE).<\/li>\n<li><strong>Th\u1ea9m \u0111\u1ecbnh h\u1ed3 s\u01a1:<\/strong>\u00a0S\u1edf Giao d\u1ecbch s\u1ebd ti\u1ebfn h\u00e0nh th\u1ea9m \u0111\u1ecbnh t\u00ednh h\u1ee3p l\u1ec7 v\u00e0 \u0111\u1ea7y \u0111\u1ee7 c\u1ee7a h\u1ed3 s\u01a1.<\/li>\n<li><strong>Ch\u1ea5p thu\u1eadn ni\u00eam y\u1ebft:<\/strong>\u00a0N\u1ebfu h\u1ed3 s\u01a1 \u0111\u1ea1t y\u00eau c\u1ea7u, S\u1edf Giao d\u1ecbch s\u1ebd ra quy\u1ebft \u0111\u1ecbnh ch\u1ea5p thu\u1eadn ni\u00eam y\u1ebft.<\/li>\n<li><strong>C\u00f4ng b\u1ed1 th\u00f4ng tin:<\/strong>\u00a0Doanh nghi\u1ec7p c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 vi\u1ec7c \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn ni\u00eam y\u1ebft.<\/li>\n<li><strong>Ch\u00ednh th\u1ee9c giao d\u1ecbch:<\/strong>\u00a0Tr\u00e1i phi\u1ebfu s\u1ebd ch\u00ednh th\u1ee9c \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o giao d\u1ecbch v\u00e0o ng\u00e0y do S\u1edf Giao d\u1ecbch \u1ea5n \u0111\u1ecbnh.<\/li>\n<\/ol>\n<p>H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ni\u00eam y\u1ebft th\u01b0\u1eddng bao g\u1ed3m gi\u1ea5y \u0111\u0103ng k\u00fd ni\u00eam y\u1ebft, quy\u1ebft \u0111\u1ecbnh ch\u1ea5p thu\u1eadn ni\u00eam y\u1ebft, b\u1ea3n c\u00e1o b\u1ea1ch v\u00e0 c\u00e1c t\u00e0i li\u1ec7u ph\u00e1p l\u00fd li\u00ean quan kh\u00e1c.<\/p>\n<h3 id=\"ngh-a-v-c-a-doanh-nghi-p-sau-khi-ni-m-y-t-th-nh-c-ng\"><span class=\"ez-toc-section\" id=\"Nghia_vu_cua_doanh_nghiep_sau_khi_niem_yet_thanh_cong\"><\/span>Ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p sau khi ni\u00eam y\u1ebft th\u00e0nh c\u00f4ng<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p>Sau khi ni\u00eam y\u1ebft, doanh nghi\u1ec7p ph\u1ea3i tu\u00e2n th\u1ee7 nghi\u00eam ng\u1eb7t c\u00e1c ngh\u0129a v\u1ee5, \u0111\u1eb7c bi\u1ec7t l\u00e0 ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin \u0111\u1ecbnh k\u1ef3 v\u00e0 b\u1ea5t th\u01b0\u1eddng. \u0110\u1ed3ng th\u1eddi, doanh nghi\u1ec7p ph\u1ea3i \u0111\u1ea3m b\u1ea3o thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7, \u0111\u00fang h\u1ea1n g\u1ed1c v\u00e0 l\u00e3i tr\u00e1i phi\u1ebfu cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh qu\u1ea3n tr\u1ecb c\u00f4ng ty d\u00e0nh cho c\u00f4ng ty \u0111\u1ea1i ch\u00fang.<\/p>\n<p>N\u1eafm v\u1eefng c\u00e1c\u00a0<strong>quy \u0111\u1ecbnh giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft<\/strong>\u00a0l\u00e0 y\u00eau c\u1ea7u b\u1eaft bu\u1ed9c \u0111\u1ec3 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i v\u00e0 t\u1ed1i \u01b0u h\u00f3a l\u1ee3i nhu\u1eadn. Vi\u1ec7c hi\u1ec3u r\u00f5 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p, ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch v\u00e0 khung ph\u00e1p l\u00fd kh\u00f4ng ch\u1ec9 gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt m\u00e0 c\u00f2n l\u00e0 c\u00f4ng c\u1ee5 quan tr\u1ecdng \u0111\u1ec3 nh\u1eadn di\u1ec7n, \u0111\u00e1nh gi\u00e1 r\u1ee7i ro v\u00e0 \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0 s\u00e1ng su\u1ed1t.<\/p>\n<p>\u0110\u1ec3 \u0111\u01b0\u1ee3c t\u01b0 v\u1ea5n chi ti\u1ebft h\u01a1n v\u1ec1 chi\u1ebfn l\u01b0\u1ee3c \u0111\u1ea7u t\u01b0 tr\u00e1i phi\u1ebfu an to\u00e0n v\u00e0 hi\u1ec7u qu\u1ea3, h\u00e3y li\u00ean h\u1ec7 ngay v\u1edbi \u0111\u1ed9i ng\u0169 chuy\u00ean gia t\u00e0i ch\u00ednh c\u1ee7a ch\u00fang t\u00f4i.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Vi\u1ec7c n\u1eafm v\u1eefng c\u00e1c\u00a0quy \u0111\u1ecbnh giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ni\u00eam y\u1ebft\u00a0l\u00e0 y\u00eau c\u1ea7u c\u1ed1t l\u00f5i \u0111\u1ed1i v\u1edbi m\u1ecdi nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p. Sau nh\u1eefng thay \u0111\u1ed5i quan tr\u1ecdng t\u1eeb Ngh\u1ecb \u0111\u1ecbnh 65\/2022\/N\u0110-CP, th\u1ecb tr\u01b0\u1eddng \u0111\u00e3 c\u00f3 nh\u1eefng b\u01b0\u1edbc chuy\u1ec3n m\u00ecnh m\u1ea1nh m\u1ebd, \u0111\u1eb7c bi\u1ec7t l\u00e0 c\u00e1c quy \u0111\u1ecbnh si\u1ebft ch\u1eb7t \u0111i\u1ec1u ki\u1ec7n&#8230;<\/p>\n","protected":false},"author":7,"featured_media":2026,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-2025","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-kien-thuc"],"_links":{"self":[{"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/posts\/2025","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/users\/7"}],"replies":[{"embeddable":true,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/comments?post=2025"}],"version-history":[{"count":1,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/posts\/2025\/revisions"}],"predecessor-version":[{"id":2029,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/posts\/2025\/revisions\/2029"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/media\/2026"}],"wp:attachment":[{"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/media?parent=2025"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/categories?post=2025"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bvote.vn\/blog\/wp-json\/wp\/v2\/tags?post=2025"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}